Bangkok, 1 December 2017 ? The SEC is giving more focus to the regulation-for-growth approach to meet the demands of the public and all sectors of market participants more appropriately.Mrs. Waratchya Srimachand, SEC Senior Assistant Secretary-General, said: ?The capital market is undergoing significant changes, for example, technological disruption, wider linkage of global financial markets, increasing competition, change of behavioural patterns, and changing demands of fundraisers, business op...
Real estate-backed ICO is in the form of fundraising and benefit generation similar to REIT. However, the regulations governing real estate-backed ICO with regard to investor protection mechanism are different from REIT regulations. For example, the real estate-backed ICO currently lacks a mechanism for monitoring and overseeing the management of assets and for protecting the interest of digital token holders.The SEC has therefore amended the regulations governing supervision of real estat...
Following the initial launch earlier this year, the ESG Product Platform in its second phase features extensive coverage and details related to sustainability-themed financial products, especially SRI Funds and bonds.* Additional details for SRI Fund include investment policy, investment unit value, net asset value, dividend policy, fund fees and past performance. The information is available bilingually, in Thai and English, for the public’s convenience. The SEC introduced the ESG Pro...
with greater opportunities to participate in the development of regulatory standards for international capital markets. It also enhances trust and confidence in the Thai capital market while showcasing
Prevention and Development Division and Market Intermediaries Division. 1.1 Prevention and Development Division comprises Corporate Monitoring Department, Financial Literacy Department and Corporate
task is to consider the recent securities analysis case on Siam City Bank PLC?s securities. Securities Analyst Consultative Committee comprises: 1. 2 representatives from the Securities
efficiency of enforcement.The Advisory Committee on Listed Company Monitoring comprises: (1) Secretary-General as Chair; (2) Deputy Secretary-General in charge of corporate finance as member;(3) Deputy
corporate culture. The findings support the notion that board gender diversity enhances board oversight and helps... https://www.sec.or.th/TH/Documents/Seminars/seminar-061265-03.pdf
comprises experts from related fields, namely Mr. Kiattisak Jelatianranat, internal audit expert who presently is Director of the Court of Directors, the Bank of Thailand; Mr. Vorapol Socatiyanurak
be beneficial to both listed companies and shareholders as a whole. Director Responsibilities Steering Group comprises: 1. Mr. Prasong Vinaiphat