, approved person shall proceed with establishment of limited company or public limited company to undertake securities business in the category of inter - dealer brokerage. Newly established limited company

receiving the SEC’s recommendation. Clause 4 Upon the Minister’s approval under Clause 3, approved person shall proceed with establishment of limited company or public limited company to undertake securities

from the date receiving the SEC’s recommendation. Clause 4 Upon the Minister’s approval under Clause 3, the approved person shall proceed with establishment of new limited company or public limited

under Clause 3, the approved person shall proceed with establishment of new limited company or public limited company for operating securities business in the category of venture capital management as

paragraph within thirty days from the date of receiving the SEC’s recommendation. Clause 7 Upon the Minister’s approval under Clause 6, the approved person shall proceed with establishment of new limited

Minister’s approval under Clause 6, the approved person shall proceed with establishment of new limited company or public limited company for operating securities business in the category of private fund

limited company under the first paragraph within thirty days from the date of receiving the SEC’s recommendation. Clause 7 Upon the Minister’s approval under Clause 6, the approved person shall proceed with

person shall proceed with establishment of new limited company or public limited company for operating securities business in the category of private fund management as approved, and the newly established

Microsoft Word - thawatcp 1073.doc This English version is prepared by staff of the Legal Department with the sole purpose of facilitating the comprehension of foreign participants in rules and

Market Supervisory Board No. TorThor/Khor/Dor/Nor. 62/2552 Re. Determination for Securities Companies to Proceed with Customer Complaints ______________________ By virtue of Section 16/6 and Section 113 of