comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or interpreted as having effect in substitution for or supplementary to the Thai version thereof
(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to calculate the net capital (NC) in accordance with the rules, conditions and procedures of the Notification of the Securities and Exchange
Securities (Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to calculate the net capital (NC) in accordance with the rules, conditions and procedures of the Notification of the Securities and
adjust the assumptions for cash flows projections of those subsidiaries to calculate the recoverable amount appropriately, and to consider the adequacy and appropriateness of the impairment loss for
securities company or derivatives broker for damage or loss incurred to client?s money and the business operator will be required to calculate value of instruments or securities in which client?s money are
calculate the limits for each investment policy instead of for each fund, except for the investment limits set out in Clause 54.” Clause 4. In calculating limits for additional investment in assets by
, management company shall calculate the limits for each investment policy instead of for each fund, except for the investment limits set out in Clause 54.” Clause 4. In calculating limits for additional
) to review and adjust the assumptions for cash flows projections of those subsidiaries to calculate the recoverable amount appropriately, and to consider the adequacy and appropriateness of the
price to calculate for domestic fund?s NAV as prescribed by accounting standards and AIMC guideline. Discussion with the SEC following the incident aims to seek solution for determining fair price for