March this year.The key changes to the rules include: - To re-define the term, ?patron? as any person who makes contribution to the issuer clearly and continuously, or any person who has a potential to
), which could subsequently cause irregular trading after the securities listing. The proposed key changes concerning IPO share allocation are: 1. To redefine the term, ?patron? as any person who makes
licensed to undertake securities business in the category of underwriting, including any selling agent; (6) “ patron ’ means a person who patronises the issuer, for instance, clients, suppliers, employees of
underwriting, including any selling agent; (6) “patron’ means a person who patronises the issuer, for instance, clients, suppliers, employees of a conglomerate company or joint venture; (7) “SEC Office” means
, including any selling agent; (6) “patron’ means a person who patronises the issuer, for instance, clients, suppliers, employees of a conglomerate company or joint venture; (7) “SEC Office” means the Office of
a tender offer; Reviewing to comprehend the assumptions, policies and operational plans of the waiver applicant to be able to render opinions to shareholders regarding the reasonableness and
benefits. Insightful: Ability to comprehend all relevant aspects of issues in their entirety, including causes and factors affecting the capital market, in order to respond appropriately. Collaborative
draft prospectus, including other documents and evidence with the Office; (2) to review and comprehend the information regarding the issuer of securities and other relevant information and take actions to
exclude persons who are allocated as a result of their position as director, employee, or patron of the issuer. (b) prepare a summary report of securities allotment categorized by client groups, that are