Following the client’s complaint regarding damage from block trading of single stock futures, the SEC’s further investigation revealed that during the month of October 2017, {A} failed to comply with
Facebook Page ชื่อ Money borrowing service : Unlicensed securities and derivatives business (Disclosure Date : 28/11/2023)
Facebook Page ชื่อ Money borrowing service - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 28/11/2566)
60% of the total asset value. Borrowing policy must comply with the provisions contained in the trust instrument. Issuance of debt instruments shall contain no features or conditions of perpetual bond
licensee to undertake securities business in the category of securities borrowing and lending shall comply with the rules, conditions and procedures as specified in the notification of the Capital Market
Rules, Conditions and Procedures for Securities Borrowing and Lending
providing service, internal control system and risk management system for the securities borrowing and lending business, which exhibits that the business operator is ready and capable to comply with the rules