permissible products are more complicated, risky and similar to those AIs have been allowed to invest domestically such as unrated bond and foreign sukuk. Moreover, all investors will have more investment

substantial damages to SECC by (1) embezzling Baht 42 million from SECC share subscription account, (2) misappropriating 25 customers’ car registration certificates, and (3) conspiring with another person to

Ms. Lapat-orn Gajaseni Ms. Lapat-orn Gajaseni aided or abetted Mrs. Chatkaew Gajaseni to sell PTG Energy Public Company Limited (PTG) stocks by using negative substantial inside information about

Mr. Sahadchai Gajaseni Mr. Sahadchai Gajaseni aided or abetted Mrs. Chatkaew Gajaseni to sell PTG Energy Public Company Limited (PTG) stocks by using negative substantial inside information about

Mr. Khemmapope Gajaseni Mr. Khemmapope Gajaseni aided or abetted Mrs. Chatkaew Gajaseni to sell PTG Energy Public Company Limited (PTG) stocks by using negative substantial inside information about

Mr. Tharathon Phiboonthammasak Mr. Tharathon Phiboonthammasak knew or possessed negative substantial inside information about PTG Energy Public Company Limited (PTG) Q3/2018 performance which would

Rules and Appropriate Investment Advisory (3) Knowledge on complex and non-complex capital market products e.g. derivatives, debt securities, and high-risk or complicated mutual funds (4) Investment

effective cybersecurity plans.  SEC Secretary-General Rapee Sucharitakul said: ?Cyber threats are evolving very fast and becoming more complicated. Preventive measures alone may not be enough. It is therefore

capital market are complicated and finding the evidence is difficult, especially electronic evidence which requires assistance from specialized agencies. Therefore, this cooperation between SEC and the

corporate bond business that is usually subject to high costs and time-consuming, complicated processes. The DLT platform can reduce costs and increase efficiency, transparency and competitiveness of