counterparts and, according to industry organizations and market participants, current trading conditions have not affected financial or capital status of securities firms and redemption of mutual fund
Bangkok, June 8, 2012 ? The SEC has received enquiries about details and conditions of subordinated debentures no.1/2012 to be issued by PTT Exploration and Production Plc. from investors obtaining
The Terms and Conditions – a key document for enforcing bond debt repayment – defines the obligations between bond issuers and bondholders and serves as a reference for parties involved in bond
The Terms and Conditions are essential for enforcing bond repayment obligations and establishing the commitments between bond issuers and bondholders. Additionally, they serve as a reference for
operator.SEC is therefore considering excluding a business operator promulgating research analysis in the ten ASEAN countries from applying for investment advisor license provided that significant conditions
procedure for establishment and management of mutual funds, the SEC plans to introduce an auto approval process for plain vanilla funds, which have no complicated features such as investment in derivatives
Rules, Conditions, and Procedures for Securities Underwriting
evaluating fund manager?s capability. For more complicated funds such as foreign investment funds (FIF), a special working group will be established to work on the benchmark and related matters in due time; 4
Rules Conditions and Procedures for Management of Funds (No. 2)