2021. The SEC will notify the agenda to submit e-reports starting from the second quarter and the e-reporting acceptance is scheduled for completion within the fourth quarter of this year
receivership on 3 August 2017. Such material facts were subject to public disclosure within a reasonable timeframe after the issuing date of the Court's order of receivership; however, POLAR did not disclose
completion of this cooperation agreement is an important step toward promoting the capital market as an investment source and fund mobilizer with credibility and contribute to the overall economic development
must be reported and the procedure for obtaining facts relating to such circumstances shall be in accordance with the Notification of the Capital Market Supervisory Board
Bangkok, March 14, 2014 ? The SEC organized an event to announce the success of ?Pride of the Provinces? Project, joined by 219 companies from 39 provinces since its launch in 2011. Last night, 16
, and (3) a reimbursement of the investigative expenses incurred by the plaintiff at the amount of 106,134 baht. The defendant was thus required to pay the total amount of 18,430,644.75 baht, plus the
provide services with loyalty* by committing wrongful acts against investors’ assets, which was an offense liable to revocation of approval as investment consultant. However, the approval as securities
deposit of over THB 1 billion.SEC Secretary-General Ruenvadee Suwanmongkol said that the cooperation between the two agencies is beneficial to education which is the most important part in developing the
Bangkok, March 13, 2015 - The SEC suspended two investment consultants of RHB OSK Securities (Thailand) Plc. {A}, a securities investment consultant, was suspended for trading securities on behalf of
. The client, however, did not reject the transactions. Furthermore, most of internet trading orders were submitted via IP Address of KTB Securities.Panadda, in addition, admitted that she was responsible