MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED| | Offering Date : 01/01/2011 - 21/10/2011
Bangkok, May 19, 2015 ? The SEC suspended {A}, a capital market investment consultant of Apple Wealth Securities PCL, for failure to keep complete record of the securities trading orders. The SEC
Bangkok, January 7, 2015 - The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities PLC., for failure to keep complete record of the derivatives trading orders.From a
Bangkok, 31 January 2019 - The SEC has suspended approval for {A} as a securities investment consultant for one month on the ground of giving information or investment advice incompletely or incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working for RHB Securities (Thailand) Public Company Limited, advised the client to buy shares of a company,...
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities
tourism promotion policy of the government, it is aimed to generate up to THB 3 trillion from Thai and foreign tourists in 2018. The 'Amazing Thailand Tourism Year 2016' Program has been launched from
. 0 2204 2601 Fax. 0 2204 2616 In respect of tourism promotion policy of the government, it is aimed to generate up to THB 3 trillion from Thai and foreign tourists in 2018. The 'Amazing Thailand
and documents submitted or presented or the explanations to elaborate or clarify in accordance with the first paragraph shall be complete and accurate.
However, the submitted information still lacks main points to accompany consideration. The SEC has therefore instructed Zipmex in writing to provide complete details of the incident, which includes