Bangkok, August 26, 2014 ?The SEC is seeking public comment on proposed common offering rules for new financial products not falling within a scope of any existing rules. Introducing the common rules
SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
and Singapore, and the revised Memorandum of Understanding on the Streamlined Review Framework for ASEAN Common Prospectus to cover issuances of plain debt securities under a debt issuance
, and Baht 1 1 4 million recorded as profits from sales are in Premium on capital from disposals of subsidiaries under common control (The reason was not recorded as income during the period. This
0.9% 36 0.0% 1,879 5,286.4% Gain on disposal of entities under common control 496 0.2% - 0.0% 496 n.a. Other income(1) 14,394 7.0% 11,770 6.3% 2,624 22.3% Total revenue 206,575 100.0% 187,998 100.0
accordance with the Public Limited Act B.E. 2535 (1992), as amended. This Amalgamation is considered as business combination under common control, and to illustrate the impact of the amalgamation, the Company
(Thailand) Company Limited at October 1, 2020 in accordance with the Public Limited Act B.E. 2535 (1992), as amended. This Amalgamation is considered as business combination under common control, and to
to have a significant influence on the company. 3 ”common control”: Two or more entities or businesses are under common control if they are ultimately controlled by the same party or parties and the
handle their complaints sufficiently and efficiently while protecting the clients’ best interest. ____________________
business sector’s awareness and readiness to handle cyber threats, with guest speakers, i.e., Pol. Col. Naughtakid Phromchan, Director of the Operations Office, Thailand Computer Emergency Response Team