Bangkok, August 26, 2014 ?The SEC is seeking public comment on proposed common offering rules for new financial products not falling within a scope of any existing rules. Introducing the common rules
and Singapore, and the revised Memorandum of Understanding on the Streamlined Review Framework for ASEAN Common Prospectus to cover issuances of plain debt securities under a debt issuance
guideline for consideration of any problematic issues which many arise from the enforcement of this Act.
guideline for consideration of any problematic issues which many arise from the enforcement of this Act.
conflicts of interest that may arise additionally.The proposed amendment contains several key points of change, including (1) determination of additional related persons in considering appointment of asset
, reporting and disclosure of any actions where conflicts of interest may arise and proprietary securities trading. The consultation paper for draft rules is available on www.sec.or.th. Stakeholders and
make them realize any risks that may arise to personal data and properly proceed with risk prevention in time.” _____________________________
any actions where conflicts of interest may arise, such as soft commission, related party transaction, proprietary trading and staff dealing. In addition, effective risk management system for
cosmetic distribution. Filter Vision Public Co., Ltd. (“the Company” or “FVC”) holds 99.998% shares of HHC’ s registered capital by holding 999,998 common shares at par value of Baht 100, total value of Baht
being closed out and the responsibility for any loss that may arise. When an investor has a futures position, the derivatives broker will mark to market the futures position of investor at least once at