Bangkok, August 21, 2009 ? The Settlement Committee imposed a fine of 6,686,549.80 baht (approximately USD191,044) on Ratchanon Piriyapongpan (formerly Wisit Kanjanopas), a lawyer at Baker & McKenzie
The Securities and Exchange Commission, Thailand (SEC) appointed the ?Securities Analyst Consultative Committee? comprising representatives of securities analysts and market players. The committee
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for the bond market are effective and consistent, SEC has appointed the Bond Market Development Committee to render advice on policy making and ensure timely cooperation among market participants. The
Mr. Pattarapol Wongsasuthikul Between March 27, 2017 to June 25, 2018 Mr. Pattarapol Wongsasuthikul, Assistant Managing Director of Thai Rubber Latex Corperation (Thailand) Public Company Limited
KTB Securities (Thailand) Public Company Limited KTB Securities (Thailand) Public Company Limited as a securities underwriter failed to comply with the rules, conditions and procedures as specified
as prescribed by the Stock Exchange of Thailand because the auditor is limited its scope of the audit. Later, the rectified financial statement for the year 2019 was filed with the SET on May 5, 2020
Miss Chalongkwan Wongsasuthikul Between May 8, 2017 to August 11, 2017 Miss Chalongkwan Wongsasuthikul, Assistant Managing Director of Thai Rubber Latex Corperation (Thailand) Public Company
KTB Securities (Thailand) Public Company Limited KTB Securities (Thailand) Public Company Limited as a securities broker failed to comply with the rules, conditions and procedures as specified in the
DBS Vickers Securities (Thailand) Co.,Ltd. Between May 28, 2019 and May 31, 2019, June 4, 2019 and June 7, 2019 and June 10, 2019, DBS Vickers Securities (Thailand) Co.,Ltd., as a securities and