solicited opinions and suggestions from the Advisory Committee on Best Practices for Company Directors, a council composing of scholars and experienced corporate directors. The Thai IOD hopes that the

in the notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for product screening in order to offer for sale of debt instruments. SEC Act

Supervisory Board No. TorThor. 39/2555 within 3 months as from the date on the date of removal. SEC Act S.113 Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 15/2020 Dated 20/05/2020

notification of the Capital Market Supervisory Board by calculating net capital in accordance with Form Bor. Lor. 4/1 incorrectly in the amount of 7 cases. SEC Act S.97 Settlement Committee Meeting No. 1/2020

notification of the Capital Market Supervisory Board by failing to prepare and file the report of net capital calculation within the specified period. SEC Act S.109 paragraph 1 Settlement Committee Meeting No

and submit the reviewed financial statements for Q1/2017 within the period specified by the Capital Market Supervisory Board. SEC Act S.300 in conjunction with 56(1) Settlement Committee Meeting No

Market Supervisory Board. SEC Act S.300 in conjunction with 56(3) Settlement Committee Meeting No. 7/2021 Settlement Committee Order No. 46/2021 Dated 21/12/2021

within the period specified by the notification of the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 4/2021 Settlement Committee Order No. 29/2021 Dated 18/08/2021

Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. The financial statements were later filed on September 2, 2013. SEC Act S.56 and 199

and submission of the interim annual updated information statement (?Form 56-1 Interrim?) within the period as specified by the notification of the Capital Market Supervisory Board. SEC Act S.300 in