0=Not aware, 1=Committed, 2=Declared, 3=Established, 4=Certified, 5=Extended
procedures on risk management as summarized below: (1) Established the Risk Management Division under the Research and Development Department to be responsible for formulating risk management policies, action
and securities businesses; 1.2 determining shareholding proportion of the finance and securities company’s shareholders in the newly established limited or public limited company, during the
Shareholders’ Structure and Shareholding Proportion of a Limited Company or Public Limited Company Which Is Established to Undertake Securities Business in the Category of Securities Finance
Organization of Securities Commissions (IOSCO) Established in 1983, the IOSCO is the international body that brings together global securities regulators and is recognized as the global standard setter for
committed to reviewing within 21 calendar days a complete application from fund managers for the authorisation of a fund; and(c) give participating fund managers more flexibility to delegate the investment
sustainable growth. The SEC is also committed to expediting Thailand’s shift towards a low-carbon economy with the goals of achieving carbon neutrality by 2050 and net zero greenhouse gas emissions by 2065
to ecology and disclosure of information in every aspect.Anti-corruption progress indicator comprises level 1 to 5 as follows: Level 1 Committed: indicating commitment of top executive and the
is committed to promotingthe “diversity, equity, and inclusion” philosophy, which encourages everyone to be treated equally, and drives every sector toward sustainable growth. As SET enters its 50th
initiative in collaboration with partners in Thailand. SET is committed to increasing women’s participation in the capital market, particularly among listed companies, by collaborating with agencies that