management and limited brokerage, dealing and underwriting of investment units (LBDU) In revising the annual fee scheme, the SEC has taken into consideration intermediaries? existing cost factor and potential
Microsoft Word - public hearing fee 220361 เอกสารรับฟงความคิดเห็น เลขที่ อจต. 8/2561 เร่ือง การปรับปรุงหลักเกณฑคาธรรมเนียมการย่ืนแบบแสดงรายการขอมูลการออก และเสนอขายตราสารหน้ี และคาธรรมเนีย
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SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more appropriate and flexible but will mostly be based on the same principle. The revision will cover various systems for example, operating systems relating to organizational structure and personnel readiness, customer service and information system, internal control system, and risk management system. In add...
ชี้ชวนส่วนสรุป_TISCOUP4_reduce mgt®istrar fee 1 ก ก ! " 4 ก ก ก ก 4 (TISCO Roll Up Bond Fund #4) ก-./01.กก234ก4ก-0 ก567.8 ก 9.0ก: ก 1,000,000,000 = (>1=?-) 4= @3ก3: ก 1. ABกCก
ชี้ชวนส่วนสรุป_TISCOUP6_filing & reduce mgt fee + registrar fee_090911 1 ก ก ! " 6 ก ก ก ก 6 (TISCO Roll Up Bond Fund #6) ก-./01.กก234ก4ก-0 ก567.8 ก 9.0ก: ก 1,000,000,000 = (>1
consideration the supervisory costs, industry competitiveness, burdens to intermediaries, and simplified methods of fee calculation. The two draft notifications regarding the aforesaid matter are expected to come
Notification of the Office of the Securities and Exchange Commission No. Sor Mor. 18/2564 Re: Measures on Fee Deduction for Filing the Registration Statement for Securities Offering and the Annual Registration