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abreast of the market situation, to be able to make decisions to trade capital market products on behalf of their clients, provided that consent from the clients must be obtained and such investments

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8391

Mutual Fund Prospectus - ECOMM : KTAM SET Commerce ETF Tracker

KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Exchange Traded Fund : ETF,Sector Fund | Offering Date : 27/05/2013 - 03/06/2013

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0318&PYR=2556

หนังสือชี้ชวนกองทุนรวม - ECOMM : กองทุนเปิด KTAM SET Commerce ETF Tracker

บริษัท หลักทรัพย์จัดการกองทุนกรุงไทย จำกัด (มหาชน)|กองทุนรวมอีทีเอฟ,กองทุนรวมหมวดอุตสาหกรรม | วันที่เสนอขาย : 27/05/2556 - 03/06/2556

http://market.sec.or.th/public/mrap/MRAPView.aspx?FTYPE=M&PID=0318&PYR=2556

Thai investment

Thai investment การใช้คุกกี้ ก.ล.ต. ใช้คุกกี้จำเป็นเพื่อการทำงานของเว็บไซต์ และอาจใช้คุกกี้ชนิดจดจำข้อมูลซึ่งคุณสามารถเลือกเปิด

https://www.sec.or.th/TH/Pages/INVESTORS/INVESTMENT-INFO.aspx

SEC, Ministry of Commerce and Thailand Federation of Accounting Professions jointly consult on cooperation for enhancing audit oversight in Thailand

SEC Secretary-General said “With respect to the policy of SEC to enhance the protection for investors in the capital market, auditors and audit firms is deemed to play an important part in the process to achieve that goal. SEC has proposed to hire a researcher to conduct a study on the legislations relating to audit firms and auditors supervision in foreign country which will be taken into account in amendment of the Securities and Exchange Act B.E. 2535 (Securities and Exchange Act) to al...

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8527

Statistics of approved investment analysts / investment consultants

Statistics of approved investment analysts / investment consultants Please wait... Statistics of approved investment analysts / investment consultants Type of License April 2021 May 2021 June 2021

https://market.sec.or.th/public/orap/IC05.aspx?lang=en

SEC orders POLAR Board to further clarify its investment and failure to hold EGM

of investment in Day Poets Co., Ltd (A day). On 27 March 2017, POLAR disclosed information through the Stock Exchange of Thailand (SET) concerning four issues as follows: (1) refusal to hold an EGM as

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6847

List of investment analysts / investment consultants classified by company

List of investment analysts / investment consultants classified by company Please wait... List of investment analysts / investment consultants classified by company Please enter search criteria

https://market.sec.or.th/public/orap/IC03.aspx?lang=en&CompRunCode=

SEC suspends two investment consultants

Bangkok, June 25, 2015 - The SEC suspended {A}, a former capital market investment consultant of Phillip Securities (Thailand) Public Co., Ltd., for making trading decision on client's behalf and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5989

SEC sanctions three investment consultants

Bangkok, April 24, 2015 - The SEC imposed sanctions on three investment consultants namely {A}, a securities investment consultant and branch manager, {B}, a capital market investment consultant and

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=5897