Printable Format - Laws and Regulations Guideline on the commencement for operation of securities / derivatives business   

: Determination of  Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business ​​ ​A Gathering of all Intermediaries Regulations Regulated Entities ​о Rules and Regulations / Licensing

List of head of Compliance Please wait... List of head of Compliance   No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage

of exploring and gathering documents and evidence as well as more information from overseas authorities for valuation of overseas investment.  The SEC therefore allowed VTE to submit the audited

. Drafting single form is based on the principle of gathering necessary and sufficient information to ensure provision of appropriate services in compliance with the law, and to provide ease of filing for

include the following procedures: (1) gathering of evidence considered necessary for fact proving; (2) admission of evidence, explanation or opinion of the SEC Office, an alleged person or a witness or

SEETAVORARAT,Mr. NATTAPONG SEETAVORARAT,Mr. NATTAPONG SEETAVORARAT,Mr. NATTAPONG SEETAVORARAT Commencement of status of a concert party Stock 0 69.18 69.18 09/12/2020 0 69.18 69.18 Revised version 246007802012-3

,Mr. NATTAPONG SEETAVORARAT Commencement of status of a concert party Stock 0 69.18 69.18 09/12/2020 0 69.18 69.18 Revised version 246007802012-2 OTO Mr. NATTAPONG SEETAVORARAT,Mr. NATTAPONG

CHETCHOTISAK, Mr. CHOT CHETCHOTISAK, บริษัท เชษฐโชติ โฮลดิ้งส์ จำกัด Commencement of status of a concert party Stock 62.4513 0 62.4513 08/03/2023 62.4513 0 62.4513 The acquirer will make a tender offer

business day of the year wherein the approval will expire, and (2) require the business operator to submit an application, notify the commencement and termination of duty performance, and renew the