Printable Format - Laws and Regulations Guideline on the commencement for operation of securities / derivatives business   

List of head of Compliance Please wait... List of head of Compliance   No. Company Name Commencement Date Securities Company Asset Management Company Investment Advisory Company Derivatives Brokerage

permissible products are more complicated, risky and similar to those AIs have been allowed to invest domestically such as unrated bond and foreign sukuk. Moreover, all investors will have more investment

SEETAVORARAT,Mr. NATTAPONG SEETAVORARAT,Mr. NATTAPONG SEETAVORARAT,Mr. NATTAPONG SEETAVORARAT Commencement of status of a concert party Stock 0 69.18 69.18 09/12/2020 0 69.18 69.18 Revised version 246007802012-3

,Mr. NATTAPONG SEETAVORARAT Commencement of status of a concert party Stock 0 69.18 69.18 09/12/2020 0 69.18 69.18 Revised version 246007802012-2 OTO Mr. NATTAPONG SEETAVORARAT,Mr. NATTAPONG

CHETCHOTISAK, Mr. CHOT CHETCHOTISAK, บริษัท เชษฐโชติ โฮลดิ้งส์ จำกัด Commencement of status of a concert party Stock 62.4513 0 62.4513 08/03/2023 62.4513 0 62.4513 The acquirer will make a tender offer

business day of the year wherein the approval will expire, and (2) require the business operator to submit an application, notify the commencement and termination of duty performance, and renew the

Rules and Appropriate Investment Advisory (3) Knowledge on complex and non-complex capital market products e.g. derivatives, debt securities, and high-risk or complicated mutual funds (4) Investment

effective cybersecurity plans.  SEC Secretary-General Rapee Sucharitakul said: ?Cyber threats are evolving very fast and becoming more complicated. Preventive measures alone may not be enough. It is therefore

capital market are complicated and finding the evidence is difficult, especially electronic evidence which requires assistance from specialized agencies. Therefore, this cooperation between SEC and the