/ registered to provide such services. • File a complaint about an investment or service with the right parties when there is a dispute. • Clarify all details in a document before signing it and retain a copy
administrative work for the arbitrator. Chapter II Filing of Dispute ________________________ Part I General Provision ________________________ Clause 6. The dispute to be filed by the claimant into the arbitral
work for the arbitrator. Chapter II Filing of Dispute ________________________ Part I General Provision ________________________ Clause 6. The dispute to be filed by the claimant into the arbitral
นายกสมาคมบริษัทจัดการลงทุน (AIMC) และนายเก่งกล้า รักเผ่าพันธุ์ นายกสมาคมส่งเสริมผู้ลงทุนไทย (TIA) และมี Ms. Hong Siew Lai, Head of Dispute Resolution, Securities Industry Dispute Resolution Center
following regulations: Clause 1. The civil dispute incidental to or resulted from the derivatives business, which the customer of the derivatives business operator may refer to settle by means of arbitration
civil dispute incidental to or resulted from the derivatives business, which the customer of the derivatives business operator may refer to settle by means of arbitration as organized by the SEC Office
Bangkok, March 30, 2016 ? The SEC is seeking public comments on proposed amendments to the rules governing dispute settlement between retail investors and intermediaries to adjust the arbitration
) show that in the U.S., trade prices tend to cluster around integers, half-dollars and quarters. Literature review • Round numbers have also been linked to cognitive limitations and investors’ tendency to