opportunities for established and potential business operators to maximize the use of FinTech in developing financial and investment services with less legal limitations and more efficient information access.SEC
misappropriated the client's subscription cash payment of 500,000 baht for his own use. He then ordered his subordinate to transfer units of another mutual fund held by the same client into the solicited fund by
RI Client Solutions Book PUBLIC PUBLIC PUBLIC PUBLIC PUBLIC PUBLIC Environment Society Company PUBLIC o o o PUBLIC o o o o ° PUBLIC o o o
opportunity for investors to select products and services suitable for their personal needs. The SEC is therefore proposing the use of single form to reduce the burdens on investors and intermediaries
The BOT and the SEC previously discussed and reviewed the benefits and risks of digital assets and deemed it necessary to regulate and control the use of digital assets as a means of payment for
derivatives trading account. {A} admitted that he asked for internet trading account's username and password of a client who authorized him to use the account to trade derivatives trading for his own benefit
Bangkok, July 7, 2014 ? The SEC is seeking public comment on revisions of client assets report of securities companies and derivatives brokers to be applicable to commercial banks and life-insurance
Microsoft Word - MDA_Q2 2017-in Thai แก้ไข _ use this file_ HPIR015/2017 วนัที 10 สงิหาคม2560 เรือง คาํอธบิายและวเิคราะห์ของฝ่ายจดัการประจํางวด สินสุดวนัที 30 มถิุนายน 2560 เรยีน กรรมการและผูจ้ดัการ
Microsoft Word - 11 9H!7-@˙4@˝" use of proceeds.docx 1 คูมือการเปดเผยขอมูลในแบบแสดงรายการขอมูลการเสนอขายหลักทรัพย และขอมูลประจำป ตามที่สำนักงานไดมีการปรับปรุงหลักเกณฑเกี่ยวกับการเปดเผยขอมู