operators shared their experience in preparing to enter the capital market, namely Mr. Boonyong Tansakul., Chief Executive Officer of Zen Corporation Group Public Company Limited, Mr. Rakti Yuankratok
at the time, was committing wrongful acts against clients’ assets through misappropriation of their subscription money for mutual fund investment. In so doing, she fabricated and submitted false
for their decision making since the directors and executives are obliged to provide information and opinion on appropriateness of the transactions, with due care and honesty in order to protect benefits
their comments on key issues at the 2010 Asian Roundtable annual meeting in Shanghai, China and to provide written comments afterwards. A sec- ond draft of this Report was circulated for further comments
SEC is dedicated to building a capital market ecosystem that supports sustainable growth, with a focus on raising businesses’ awareness and integration of the ESG principles into their operation in line
manner. In this regard, SEC proposed this concept at a public hearing at the end of 2017, and had referred the comments for consultation with experts. At this hearing, SEC was open to comments for
, including the mutual funds, private funds, and provident funds, is approximately 7.08 trillion Thai baht, or about 44 percent in comparison to the overall GDP of the country. Therefore, if there were any
regulator. “ market maker ” means a person who is appointed to provide trading of ETF units for ensuring that their market price in the secondary market approximates the net asset value of such ETF units
the government or securities regulator. “market maker” means a person who is appointed to provide trading of ETF units for ensuring that their market price in the secondary market approximates the net
approved the Faculty of Law, Chulalongkorn University to prepare and design the structure for the training courses and seminars on this matter; and (2) Cooperation in developing standard