Bangkok, November 3, 2009 ? The SEC and the Association of Investment Management Companies (AIMC), at their quarterly meeting, agreed to introduce measures to promote investors? mutual fund investment based on their risk tolerance levels. The proposed measures include: 1. Arranging for an easy-to-understand risk ranking, from 1 to 8 in ascending order, to label each mutual fund; 2. Requiring investment unit sellers to assess risk tolerance of each client and and give investment advice suitable f...

 Bangkok, February 26, 2014 ? The SEC is seeking public comment on proposed rule on the classification of mutual funds based on net exposure. The classification will be used for fund performance

guidelines in the investment management industry. This initiative seeks to enhance collaboration, benefiting the sustainable and stable growth of the industry. Ms. Nataya Niyamanusorn, Assistant Secretary

Bangkok, 24 January 2024 – The Securities and Exchange Commission (SEC) reinforces collaboration with the Department of Special Investigation (DSI) regarding the legal proceedings against the

collaboration in case further clarifications or investigations are required. The meeting was held on 24 January 2024 at the DSI Building. In the picture (from left to right):1. Ms. Pattanaporn Tripipat, SEC

member of Standing Committee of the Communist Party of China and representatives from Chinese businesses to discuss the collaboration between the Thai capital market and Kunming City of Yunnan Province

The MOU with the AMLO aims to enhance collaboration for the benefit of preventing and suppressing money laundering with a focus on mutual sharing of information and agency-specific expertise. This

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PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) SEC Classification : ใชภ้ายใน (Internal) SEC Classification : ใชภ้ายใน (Internal) SEC Classification : ใชภ้ายใน (Internal) SEC

of a classification system of economic activities deemed as environmentally sustainable (Thailand Taxonomy), which aims to foster growth and investment in environmental and social themed projects