Delivery of Notifications and Clarification Notes
Investment in Unit of Real Estate Investment Trust
Guidelines Regarding Roles and Expectations of Directors of Securities Companies and Derivatives Business Operators
SEC has amended the procedure to make it easier for asset management companies to seek a unitholders’ resolution to revise or modify a mutual fund project and its management procedure by
Clarification on Short Selling and Settlement of Securities for Management of Market Maker’s Risks Borne by Securities Companies and Management of Clients’ Assets In case of Internal Short.
Submission of Daily Status Report
Delivery of copies of notifications and clarificatory notes to the cross-border offering of funds between Hong Kong Special Administrative Region of the People's Republic of China and Thailand
EASTSPRING ASSET MANAGEMENT (THAILAND) COMPANY LIMITED|Feeder Fund | Offering Date : 30/03/2022 - 07/04/2022
Risk Management to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism