of the 2 nd quarterly financial statement or the audited annual financial statement for the 6 months could be chosen to submit. In case of choosing to submit the audited annual financial statement
respond to investors? demands and enhance investors? protection. SEC Assistant Secretary-General Duangmon Chuengsatiansup said: "investment consultants are required to have their clients take a suitability
, insurance products must be defined by a separate document (e.g. the green bond standard). The provisions of the chosen document always take precedence over the provisions of this guide. Thailand Taxonomy
evaluate the level of ambition of the chosen KPI(s) as well as to assess the likelihood of the issuer to achieve the SPTs. 5-3 External verification of the performance against the SPTs is required under the
the Capital Market (Normal) I hereby attach the supporting documents required by the Securities and Exchange Commission Office (“SEC Office”) and confirm my willingness to provide any other information
board member, thereby allowing his/her chosen candidate to win that seat. Pre-emptive rights: Pre-emptive rights give existing shareholders a chance to purchase shares of a new issue before it is offered
Mission 1.5° with its funding strategy, CHANEL has chosen to create a sustainability-linked bond (Sustainability-Linked Bonds or SLB) framework in accordance with the ICMA’s Sustainability- Linked
”), whose works were found deficient by internal reviewers or the SEC, and they would additionally be required to submit written explanations, describing causes of their deficiencies and future corrective
the followings: Low level of involvement in audits by engagement partners and EQCRs Incomplete audit manuals and audit programs as required by the new auditing standards. Incompetent EQCRs in the
(UNOFFICIAL TRANSALTION) Qualifications of Applicants for Approval of Investment Consultant on Complex Products Type 1 No. Relevant Knowledge Qualifications List of Required Examinations1 (1