นางพรอนงค์ บุษราตระกูล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ได้รับเชิญเข้าร่วมเสวนาในหัวข้อ “How Thailand’s Capital market can adapt to the changing world” ภายใต้งาน
with the changing capital market landscape, SEC views it is appropriate to revise the fee for undertaking business of derivatives exchange. The consultation paper is available at https://www.sec.or.th
Champeeratana said: “The landscape of the Thai capital market is constantly changing and becoming more complex. SEC’s role is to lay out directions and policies adaptive to such change and in line with the
Bangkok, September 7, 2009 ? the SEC and the Association of Securities Companies (ASCO), at their quarterly meeting held today, have reached a conclusion in the following four major areas of capital market development: 1. Application of sliding scale brokerage fees ? The sliding scale system where brokerage fees will be set according to trading volume will commence as scheduled in early 2010 when the temporary extension of minimum fees expires. There will be no further extension or scale ad...
Forms and Procedures for Filing or Changing Information on Issuing Company Directors and Executives
meeting also considered changing the securities settlement cycle to be within the second day following the trading day (T+2) for all types of investors. Furthermore, both parties agreed to review rules or
securities via her nominee's securities account but failed to prepare and disclose report on changing in her holding (Form 59-2) to the SEC Office within the period specified in the notification of the
securities via his nominee's securities account but failed to prepare and disclose report on changing in his holding (Form 59-2) to the SEC Office within the period specified in the notification of the
COL securities via his nominee's securities account but failed to prepare and disclose report on changing in his holding (Form 59-2) to the SEC Office within the period specified in the
investors’ rights in alignment with the changing capital market ecosystem. The discussion included strengthening trust and confidence in the Thai capital market through the pursuit of class action lawsuits