THANACHART FUND MANAGEMENT COMPANY LIMITED|Specific Fund
Bangkok, 13 September 2016 - The SEC has imposed a two-year suspension of approval on {A}, Executive Chairman of {X1} Company Limited, for failing to supervise the Know Your Client/Client Due Diligence (KYC/CDD) as well as client activity oversight systems. Additionally, the SEC is in the process of submitting the? case for consideration of the Criminal Fining Committee.During a routine inspection of {X1} Company Limited, the SEC found deficiencies in the company's KYC/CDD system. Also its clien...
, increasingly emphasize the importance of audit quality factor in the selection of auditors. Qualitative information in the firm inspection report is thus very useful for the selection process. In addition, the
Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 08/12/2014 | Close Selling Date : 00/00/0000
THANACHART FUND MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 30/01/2013 - 06/02/2013
THANACHART FUND MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 16/03/2015 - 24/03/2015
THANACHART FUND MANAGEMENT COMPANY LIMITED|Specific Fund | Offering Date : 24/03/2016 - 29/03/2016
THANACHART FUND MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 14/11/2012 - 22/11/2012
THANACHART FUND MANAGEMENT COMPANY LIMITED|Foreign Investment Fund : FIF,Specific Fund | Offering Date : 19/08/2013 - 27/08/2013