Under the proposed regulations, in order to be qualified for exemption, the futures exchange, derivatives clearing house, securities clearing house and securities depository shall submit its rule to the SEC Office at least 10 working days before the intended effective date of such rule, along with a brief report on comments from the stakeholders (if any). The types of rule that can rely on this exemption are as follows: (1) Rules that carry the material context similar to that state...
Earlier, Mr. Suphanan acting on behalf of IFEC sent a letter requesting the DBD to reveiw its order denying the registration of Mr. Wiphu Maharakkhaka and Mr. Manusak Deawwanich on IFEC directors’ list and then may exercise the right to appeal such DBD’s decision.According to Section 42 of the Administrative Procedure Act B.E. 2539 (1996), an administrative order shall be effective since the person concerned is notified and shall remain in effect until it is revoked or invalid for other re...
: (1) Amending the regulations so that they are up-to-date, more flexible and more principle-based, for example, improving information disclosure channels by allowing asset management companies to
from 11 June 2021 onwards without retrospective effect. Essentially, the Notification prescribes that digital asset exchanges set their listing rules and prohibits the exchanges from providing services
Microsoft Word - SET-LT001_IM_WOG ITR_EN WIIK & HOEGLUND PUBLIC COMPANY LIMITED 90 CW Tower A T + 66 (2) 6128600 Business ID 0107538000151 35th Floor, Ratchadapisek Rd. Huaykwang, Bangkok 10310 F
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) และตลาดหลักทรัพย์แห่งประเทศไทย (ตลท.) ร่วมประชุมเพื่อหารือเชิงนโยบายและแนวทางการทำงานร่วมกัน ครั้งที่ 2/2562 เมื่อวันที่ 1 มิถุนายน 2562 ณ
Governance, which have been released at the 2015 OECD-Asian Roundtable on Corporate Governance in Bangkok today. Co-hosted by the OECD, the SEC, the Stock Exchange of Thailand (SET) and the Thai Institute of
while also increasing measures for protecting investors. For example, the offering of bills of exchange will be limited to a certain number of investors, and a representative of debenture holders will be
subsidiary (Solaris) decreased. Bad debt and doubtful accounts decrease of Baht 4.32 million due to there are no set up this transaction for the year 2017. In the third quarter for the year 2017, The
notifications. (2) Set up the shareholder’s meeting for an approval of connected transaction from shareholder with the vote of no less than three – fourths of total votes of shareholder who attend and grant the