THE NOTIFICATION OF THE CAPITAL MARKET SUPERVISORY BOARD (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is
quality in the Thai capital market in line with international standards to increase transparency in auditor supervision and trustworthiness of listed companies? financial reporting. In term of international
Bangkok, February 21, 2013 ? SEC Secretary-General Vorapol Socatiyanurak revealed that the Capital Market Supervisory Board recently approved the amendment to rules governing advertisement and sales
, having information and research for consideration would facilitate the implementation of SEC’s policies on development and supervision of the capital market to be more precise and reach the result as
provisions regarding investment in securities by securities business related associations; (4) Corporate finance Regulations and Audit firm and Capital Market Professional Supervision: revising regulations on
, investment analyst and investment planner, and at the amount of 10,000 baht in case of a fund manager. SEC has therefore proposed amendments to the regulations on supervision of capital market
categories of Student and General Public) who successfully advanced to the final round of the Capital Market Datathon Project, which attracted 82 participating teams in total. The competition aimed to
enforcement related to the capital market. During the event, SEC executives and guest speakers from securities companies and Thai Digital Asset Association presented lectures on supervision and law enforcement