Board’s Meeting No. 3/2563 held on 3 March 2020 chaired by SEC Secretary-General Ruenvadee Suwanmongkol, the Meeting has considered the guidelines for enhancing the securities companies’ capability and
under Royal Patronage to help lawyers sharpen their capability about class action in capital market cases so that they will be able to deliver justice for investors who were wronged by persons that went
under Thai law and simultaneous offerings in local and foreign markets. The SEC, however, may revoke approval for operation if any CRA fails to comply with the IOSCO standards or is revoked by home
the license. Clause 15 In case of simultaneous filing of application for derivatives business license and securities business license, if the applicant or a legal entity in the conglomerate of the
receives the license. Clause 15 In case of simultaneous filing of application for derivatives business license and securities business license, if the applicant or a legal entity in the conglomerate of the
, and subsequently submit them to the SEC. EE is also required to make simultaneous public disclosure through the Stock Exchange of Thailand’s Electronic Listed Company Information Transmission System
, and subsequently submit them to the SEC. NUSA is also required to make simultaneous public disclosure through the Stock Exchange of Thailand’s Electronic Listed Company Information Transmission System
make the application fee payment to the SEC Office. The license fee shall be paid by the licensee on the date when it receives the license. Clause 15 In case of simultaneous filing of application for
.4) dated 2 December 2015 (effective on 16 December 2015). 8 The license fee shall be paid by the licensee on the date when it receives the license. Clause 15 In case of simultaneous filing of