expression of audit opinion. Based on the above findings, the following criminal and administrative sanctions were imposed:1. Criminal sanctions: Somchai?s non-compliance with the auditing standards is a
more than 600 representatives from companies and organizations in the capital market. The Market Governance Promotion Initiative is a tangible expression of gratitude towards His Majesty King Maha
more than 600 representatives from companies and organizations in the capital market. The Capital Market Governance Promotion Initiative is a tangible expression of gratitude towards His Majesty King
made up evidence to camouflage that the person who ordered the trading transactions was the account owner to conceal such trading information from AEC and the regulator2. {C}'s case was deemed a failure
transactions according to the order of the account owner or the authorized person. Moreover, he made up evidence to camouflage that the person who ordered the trading transactions was the account owner to
personal acts becoming liable to such undertaking of securities business or derivatives business: (1) a person giving advice that involves expression of opinions or sharing of knowledge or experience in
becoming liable to such undertaking of securities business or derivatives business: (1) a person giving advice that involves expression of opinions or sharing of knowledge or experience in investment through