companies and waiving the requirement to use the term “securities company” in the company’s title if the company has previously been engaged in other businesses. Additionally, in order to protect investors
Facebook Page ชื่อ Buying good stocks : Unlicensed securities and derivatives business (Disclosure Date : 18/07/2024)
Facebook Page ชื่อ Buying good stocks - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 18/07/2567)
criminal complaint against Roynet Plc. (Roynet) and Kittipat Yaoprukse for falsifying account to deceive other persons, recording false statement, concealing the report on buying and selling of securities
Sanction Miss Ponpimon Laochariyakul Buying or selling securities for her own benefit by using clients? accounts
Company’s businesses in the future. Management Discussion and Analysis Quarter 1/2018 Page 2/8 Jay Mart Public Company Limited 1. Finance and Personal Loans J FinTech Co., Ltd (“J FinTech”) has mainly engaged
Brokerage: Investment Units, failed to comply with the rules, conditions and procedures as specified in the notification by failing to put in place sufficient and effective system for selling and buying
of securities business, thus violating the Regulations of the Stock Exchange of Thailand Re: Rules and Procedures for Charging Brokerage or Agent?s Fees for the Buying or Selling of Listed Securities
Sanction Miss Sirin Trakoolwong Buying or selling securities beyond clients? orders without authorization causing damages to such clients