The rules on margin lending (margin account) which have been in effect since 1997 permit SC to lend money to its customer only for the purpose of purchasing listed securities on a condition that
Granting the Purchasing Right to Provider of Over-Allotment Shares After Allotment of Shares in Excess of Underwriting Amount
Granting the Purchasing Right to Provider of Over-Allotment Shares After Allotment of Shares in Excess of Underwriting Amount
decisions on the client?s behalf. {A} claimed that the client was too busy to trade securities by himself and gave instruction on credit limits via the conversation in LINE application. {A} notified his
Re: Operations Relating to Lending of Money for Purchasing Securities and Lending of Securities to Non-Institutional Clients for Making Short Sale By virtue of Clause 5 of the Notification of the
DAOL Securities (Thailand) Public Company Limited Between October 1, 2022 and July 10, 2023, DAOL Securities (Thailand) Public Company Limited, accept purchasing or selling orders from customers
Mrs. Usavadee Srisuchart Between April 7 - 21, 2010, Mrs. Usavadee Srisuchart and Mr. Perayuth Nark-In aided and abetted Mr. Swake Srisuchart in purchasing Power Line Engineering Public Company
Mr. Perayuth Nark-In Between April 7 - 21, 2010, Mr. Perayuth Nark-In and Mrs. Usavadee Srisuchart aided and abetted Mr. Swake Srisuchart in purchasing Power Line Engineering Public Company Limited