decisions on the client?s behalf. {A} claimed that the client was too busy to trade securities by himself and gave instruction on credit limits via the conversation in LINE application. {A} notified his
Mr. Bee Taechaubol Mr. Bee Taechaubol making the tender offer of securities of Electronics Industry Public Company Limited (EIC) purchased 1,017,500 shares of EIC in the Stock Exchange of Thailand at
Mr. Sunthorn Chaononghin On February 22, 2010, Mr. Sunthorn Chaononghin, an engineer of Solartron Public Company Limited (SOLAR), illegally purchased SOLAR shares in such a way as to take advantage
Mr. Sumit Chanmatee Between November 9 – November 22 , 2012, Mr. Sumit Chanmatee, the director of Rayong Purifier Public Company Limited (RPC), purchased 1,786,100 shares of RPC through the
Mr. Sermkhun Kunawong Between April 23, 2012 and May 14, 2012, Mr. Sermkhun Kunawong, the chief executive officer and director of CMO Public Company Limited (CMO), purchased CMO shares through his
Mr. Sermkhun Kunawong Between August 8, 2012 and September 13, 2012, Mr. Sermkhun Kunawong, the chief executive officer and director of CMO Public Company Limited (CMO), purchased CMO shares, through
to postpone the acknowledgment and the agreement to pay the civil fine by 30 days (to 3 October 2018), citing a busy schedule. But the SEC did not allow the postponement on the ground that it was
) to (4) had purchased MAKRO shares based on non-public information material to the price of MAKRO shares. The findings revealed records of purchase transactions in the trading accounts of the four
securities and the amount of money paid for securities which have been purchased by the underwriter as well. The report as referred to in the first paragraph shall be made in accordance with the rules and