decisions on the client?s behalf. {A} claimed that the client was too busy to trade securities by himself and gave instruction on credit limits via the conversation in LINE application. {A} notified his

to postpone the acknowledgment and the agreement to pay the civil fine by 30 days (to 3 October 2018), citing a busy schedule. But the SEC did not allow the postponement on the ground that it was

proposals 6. Sponsoring academic and other intellectual analysis on the issues, to increase market participant awareness You will need to decide for your organization which of these forms of engagement is

audition. Each week, each participant has to complete different financial missions from the judges, comprising Vera Theerapat, financial expert and another guest star. The participants must design their own

processes in the capital market to work more effectively, decrease the cost in accessibility or the  operation of each market participant in each sector also be transparent and able to be inspected, and

. Hence, despite the lost in revenue, the overall margin for accounting and financial outsourcing did not suffered. For the ERP business, it was a year that we were busy fulfilling the backlog from last

blocked from these platforms immediately to protect the public from further harm and loss.  The Investment Scam Hotline initiative is part of the SEC’s continuing efforts as a participant in the

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also with its spirit. Engendering such a culture requires a whole- of-government effort to encourage firms to understand the business case for sound corporate governance. One participant pointed out that

Amending Securities Holder Records Attachment 5 Form of Securities Transfer Form E Form TSD-403 Securities Transfer to/from Issuer Account with Participant Attachment 6 Confirmation Letter on the Source of