SEC issues a notification of the capital market supervisory board revising rules regarding the establishment of audit committee of securities companies by requiring a securities company keeping its
-yield bond issuers to have liquidity to support business continuity. Now, the SEC is proposing to issue regulations on establishment and management of distressed bond funds to support the high-yield bond
business sector. Therefore, the Regulatory Guillotine is an important scheme under SEC strategic plan (2020-2022). SEC will lessen its processes, procedures and document required for submission toward SEC
to discuss the matter with business operators. In essence, the regulations on the establishment of high yield bonds and an appropriate investor protection mechanism include the following criteria
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establishment, the exemption of the application fee for amendment to mutual fund schemes to be designated as SRI Fund, and the exemption of annual fee for temporarily discontinued licensed business are part of
English (United States) Establishment of mutual funds × Home > Laws/Regulations > Regulations
Disclosure Business News - KASIKORNBANK PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 20 January 2023 17:24 Disclosure Business News KASIKORNBANK PUBLIC