draft prospectus, if the SEC Office views that there is a necessary and reasonable ground for investors to have sufficient material information for making investment decisions, the SEC Office shall have
of directors but not less than three persons. The audit committee consists of at least three persons and at least one person must have adequate knowledge to review the reliability of financial
person who gives information, examination on reliability of information and actions to be taken on a person providing false information? A: Securities and Exchange Act B.E. 2535 establishes protection
Clause 30; (3) having a reasonable ground to believe that there is a materially inappropriate demeanor [i] affecting clients , investors , the company, shareholders as a whole, money market or capital
to procure, for himself or the other person, any advantage to which he is not entitled by law. 15 (3) having a reasonable ground to believe that there is a materially inappropriate demeanor [i
) having a reasonable ground to believe that there is or was [i] a lack of loyalty or practice on code of conduct affecting the reliability of personnel in the capital market business in a significant manner
. VTE later submitted to the SEC the letter requesting extension of period for submitting such financial statements. The request was made on the ground that the independent financial advisor is in process
Director, Deputy Chief Executive Officer - General Administration and Company Secretary, (3) {C}, and (4) {D}. The complaint was imposed on the ground of their collaboration in committing malpractice that
investors and there is a reasonable ground not to disclose details of such information in the registration statement, or any other measure has already been implemented sufficiently in lieu of such disclosure