) _____________ Whereas Section 100 of the Securities and Exchange Act B.E. 2535 (1992) provides that the appointment of any person to be an agent or broker of a securities company shall require prior approval from
Information on the laws and regulations relevant to performing duty as Recognised Representative in ACMF member countries Professional Mobility ACMF Pass framework Products : shares, bonds, units of
? futures trading orders through an account linked to him at another broker for his personal gain. This caused financial damages to his clients. His actions were in violation of Sections 145(3) and (4) of
บัญชีไลน์ อ้างชื่อ Broker (นุช) : Unlicensed securities and derivatives business (Disclosure Date : 16/01/2024)
Facebook Page อ้างชื่อ Broker Set : Unlicensed securities and derivatives business (Disclosure Date : 12/02/2024)
Common share | Initial Public Offering | Offering Date - 27/04/2016 - 29/04/2016