Earlier, the Civil Sanction Committee decided to impose civil penalties against the 40 offenders for manipulating AJD shares* but they either failed to acknowledge or refused to comply with the civil sanction imposed by the Civil Sanction Committee. It was then considered that the 40 offenders refused to extinguish the case with the SEC. Therefore, the SEC requested the public prosecutor to bring the case against all offenders for the Civil Court to impose the highest civil sanction...
company directors and the unclear information regarding the invitation to the Board of Directors meeting, the SEC has therefore instructed JKN and persons involved to give additional clarification and
institutional plan and garner internal buy-in. } Do your research—both internal and hiring external—to prepare you for the engagement to come. } Fine tune your issues focus and any pertinent sectors involved
facilitate the exchange of experiences among law enforcement personnel involved in the Thai capital market. During the event, SEC executives presented lectures focusing on supervision and law enforcement
Mrs.Chanyarat Sangtong Between 20 August, 2015 to 11 December, 2015, Mrs.Chanyarat Sangtong who involved in the UOB Freehold Eight Thonglor property fund (“UOB8TF”) bought UOB8TF Units by using
principles for governments to follow in developing their regulatory frameworks, recognising the importance of supervisory, regulatory and enforcement authorities in ensuring effective implementation. Broad
proceeded to sell Energy Earth Public Compay Limited ("EARTH") shares and EARTH-W4 while knew or prosessed EARTH's inside information, by being involved in EARTH shares and EARTH-W4 trading and
to sell Energy Earth Public Compay Limited ("EARTH") shares and EARTH-W4 while knew or prosessed EARTH's inside information, by being involved in EARTH shares and EARTH-W4 trading and
Earth Public Compay Limited ("EARTH") shares and EARTH-W4 while knew or prosessed EARTH's inside information, by being involved in EARTH shares and EARTH-W4 trading and financial
Energy Earth Public Compay Limited ("EARTH") shares and EARTH-W4 while knew or prosessed EARTH's inside information, by being involved in EARTH shares and EARTH-W4 trading and financial