Mrs.Chanyarat Sangtong Between 20 August, 2015 to 11 December, 2015, Mrs.Chanyarat Sangtong who involved in the UOB Freehold Eight Thonglor property fund (“UOB8TF”) bought UOB8TF Units by using
learned from the Board of Directors Meeting Agendas. In addition, he did not report his conflict of interest to the Board of Directors that on January 25, 2016 he bought 10,000 contracts of JASH16 Futures
Mr. Ratanachai Phatinavin Between February 24, 2014 and February 28, 2014, Mr. Ratanachai Phatinavin has illegally bought 9,000,000 shares of Eastern Star Real Estate Public Company Limited (ESTAR
high price to buy it back later (a) The SEC looked into the trade of the top 30 players in SCIB-C1 during August 10-11, 2004, and found no person sold SCIB-C1 at high prices and bought it back later at
Mr. Eakarat Apiwattanaporn Between 19 February, 2016 to 4 March, 2016, Mr. Eakarat Apiwattanaporn who is the foreign fund manager of UOB Asset Management (Thailand) Co., Ltd. (“UOB”) bought UOB
or purchase securities unavailable on the Stock Exchange for the clients. In reality, Wanvadee neither opened trading accounts nor bought any securities for the clients; 2. Falsifying her clients
of the country."Director-General of the Legal Execution Department, Ms. Ruenvadee Suwanmongkol, said: "The signing of this Memorandum of Understanding is a vital integration of the work of relevant
own address and to submit capital reduction order for the client?s private fund. With the capital reduction payment, Thanjira bought investment units for the second client and Surasak. Moreover, she
. Considering that financial statements provide investors and shareholders with vital information for making investment decision and monitoring listed companies’ performance, the SEC did not grant a waiver for
promoting of ESG disclosure and reporting. Investment analysts are playing the next vital role by integrating ESG-related information to their analysis. Since the integration of ESG factors into investment