flexibility for this type of mutual funds. The draft amendments touch upon several procedural rules, including the offering for sales and allocation of investment units, the one-third unitholding

Mrs.Chanyarat Sangtong Between 20 August, 2015 to 11 December, 2015, Mrs.Chanyarat Sangtong who involved in the UOB Freehold Eight Thonglor property fund (“UOB8TF”) bought UOB8TF Units by using

learned from the Board of Directors Meeting Agendas. In addition, he did not report his conflict of interest to the Board of Directors that on January 25, 2016 he bought 10,000 contracts of JASH16 Futures

Mr. Ratanachai Phatinavin Between February 24, 2014 and February 28, 2014, Mr. Ratanachai Phatinavin has illegally bought 9,000,000 shares of Eastern Star Real Estate Public Company Limited (ESTAR

regulations.To facilitate foreign investment, SEC and the Association of Thai Securities Companies have jointly updated the procedural guidelines of the association by allowing investors to open an account

of such errors. Thirachai Phuvanatnaranubala, the SEC Secretary-General, said, ?These procedural adjustments will enhance operational flexibility for the asset management sector while maintaining

high price to buy it back later (a) The SEC looked into the trade of the top 30 players in SCIB-C1 during August 10-11, 2004, and found no person sold SCIB-C1 at high prices and bought it back later at

Mr. Eakarat Apiwattanaporn Between 19 February, 2016 to 4 March, 2016, Mr. Eakarat Apiwattanaporn who is the foreign fund manager of UOB Asset Management (Thailand) Co., Ltd. (“UOB”) bought UOB

or purchase securities unavailable on the Stock Exchange for the clients. In reality, Wanvadee neither opened trading accounts nor bought any securities for the clients; 2. Falsifying her clients

own address and to submit capital reduction order for the client?s private fund. With the capital reduction payment, Thanjira bought investment units for the second client and Surasak. Moreover, she