Information on the laws and regulations relevant to performing duty as Recognised Representative in ACMF member countries Professional Mobility ACMF Pass framework Products : shares, bonds, units of
the company to expedite the submission to the SEC and the disclosure through the SET Electronic Information System. Meanwhile, EARTH executives are subject to investigation regarding their duty
B.E. 2535 (1992). By committing the aforesaid act with a wrongdoing intent, Wichai benefited from the results of the election. Such misconduct is therefore liable to dishonest performance of duty
Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform...
limit of THB 400,000,000 1. Interest at 12 percent per year, totaling THB 147,582,246.62. 2. Stamp duty from the entering into Loan Agreement of which the Borrower agreed to pay in amount of THB 10,000. 3
depository” means a securities depository under the Law on Securities and Exchange; “short selling” means a sale of securities which have been borrowed for settlement. Chapter 1 Persons with the Duty to Report
and related person as following details: Borrower Mana Patanakarn Company Limited as a subsidiary of Nawarat Patanakarn Public Company Limited (“the Company”) Lender 1. K Alliance Company Limited 2. Mrs
) (“Notification on the Connected Transaction”) Consequently, the Company have no duty to perform under the Notification on the Connected Transaction upon entering into such transaction. 3. Nature, Type of