of selling to the offeror in a tender offer under the law on securities and exchange. Clause 4. The borrowed securities or lent securities under Clause 2 shall be securities in securities depository
tender offer under the law on securities and exchange. Clause 4. The borrowed securities or lent securities under Clause 2 shall be securities in securities depository system of the central securities
for the purpose of selling to the offeror in a tender offer under the law on securities and exchange. Clause 4. The borrowed securities or lent securities under Clause 2 shall be securities in
then asked the client to transfer the subscription money into her own banking account without actually using the money to buy such shares for the client; (2) In July 2017, Nutnicha borrowed shares of
unit redemption is beginning to slow down, and so far no fixed income fund has borrowed or entered into repurchase transactions at an amount exceeding 10 percent of NAV. In addition, BOT has announced
issued ordinary shares to the Company’s existing shareholders in proportion to their respective shareholdings (Rights Offering) for repayment of loan which shall be borrowed from a financial institution to
” means a sale of securities which must be borrowed for delivery; 2“client” means a person who enters into an agreement to borrow money from a securities company for purchasing securities, or a person who
? accounts that he borrowed the money from, for other?s or his own benefits. The SEC reviewed and found that Chalerm?s actions were deemed fraudulent, deceitful, interference with clients? assets with the
and Exchange Commission hereby prescribes the following rules: Clause 1. In this notification: “short sale” means a sale of securities that must be borrowed in order to complete delivery; “customer