Bangkok, September 24, 2013 ? The SEC jointly with 13 alliances today signed a memorandum of understanding (MOU) to implement the ?Financial Literacy: Road to Thailand?s Prosperity? project which aims to raise public awareness in personal finance, retirement savings, accessibility to suitable financial products and services and investor right and protection. The 14 alliances include the SEC, the Office of Insurance Commission (OIC), the Social Security Office (SSO), the Government Pension Fund (...
Sanction Mr. Somchart Mahakijkosol Engaging in providing rebates to clients, which are not deemed as benefits customary to services rendered in
Sanction Miss Ponpimon Laochariyakul Buying or selling securities for her own benefit by using clients? accounts
2. Miss Yuvadee Kulvanichpisit3. Mr. Kanpol MarthongNotification No.SorThor. 67/2543 Re: Registration of Marketing Officer dated December 21, 2000, amended by Notification No. SorThor. 36/2545 Re: Registration of Marketing Officer (No. 4) dated September 16, 2002. clause 15/1
Sanction 1. Miss Nasai Saneykun Notification No.SorThor. 67/2543 Re: Registration of Marketing Officer dated December 21,2000, amended by
Sanction MISS SUNAN WIRUCHVARAKUL Clause 14 (6) , Notification of the Office of the SEC No.SorThor. 67/2543 Re: Registration of Marketing Officer
Bangkok, January 6, 2015 - The Securities and Exchange Commission, Thailand (SEC) and the National Institute of Development Administration (NIDA) signed a memorandum of understanding (MOU) to form ?Academic Alliance? project to develop knowledge management for public and private sectors as well as economic, social and capital market development. The project aims at creating quality graduates through a variety of academic projects. Vorapol Socatiyanurak, SEC Secretary-General said, "This MOU sign...
Bangkok, August 1, 2007 ? The SEC and the Stock Exchange of Thailand (SET) co-hosted together with the Asian Development Bank (ADB) a high level international conference in Bangkok to explore strategies for greater cooperation among South East Asian equity markets. The 40 attendances are mainly from the public sector including senior officials of ASEAN Secretariat, Ministries of Finance, central banks, capital market regulators, stock exchanges and market practitioners from the region. T...
of Section 317/11 of the Securities and Exchange Act. The Civil Sanction Committee has considered it is appropriate to enforce a civil sanction against the three offenders to whom the SEC notified of
On December 28, 2018, SEC together with the Legal Execution Department and the Department of Legal Execution, Office of the Attorney General, signed a Memorandum of Understanding for the benefit of legal execution against offenders. It is the integration of collaboration between the three agencies, supporting the functions of each agency including exchanging information, knowledge and expertise in the prevention of the transfer of property enabling the collection of assets of offenders or defen...