Bangkok, January 6, 2015 - The Securities and Exchange Commission, Thailand (SEC) and the National Institute of Development Administration (NIDA) signed a memorandum of understanding (MOU) to form ?Academic Alliance? project to develop knowledge management for public and private sectors as well as economic, social and capital market development. The project aims at creating quality graduates through a variety of academic projects. Vorapol Socatiyanurak, SEC Secretary-General said, "This MOU sign...
The new partnership between CDP, which runs the global TCFD-aligned environmental disclosure system, and the SEC will include collaboration on a number of important areas including: • Co-developing a programme to improve the quantity and quality of environmental disclosures from corporates and financial institutions in Thailand • The provision of data and insights from CDP to the SEC and other policy actors to support the priorities laid out in the Sustainable Finance Initiatives for Thailand...
On December 28, 2018, SEC together with the Legal Execution Department and the Department of Legal Execution, Office of the Attorney General, signed a Memorandum of Understanding for the benefit of legal execution against offenders. It is the integration of collaboration between the three agencies, supporting the functions of each agency including exchanging information, knowledge and expertise in the prevention of the transfer of property enabling the collection of assets of offenders or defen...
Bangkok, March 10, 2014 ? The SEC jointly with the Association of Investment Management Companies (AIMC), the Stock Exchange of Thailand (SET), the Thai Bankers? Association (TBA), the Association of International Banks (AIB), the Association of Securities Companies (ASCO), and the Thai Listed Companies Association (TLCA), launched a project called ?A thousand baht, Start a journey to your dream? to promote investment discipline among working-age population by conveniently investing at least 1,...
violation of Section 315 of the Securities and Exchange Act B.E. 2535. On October 7, 2020, the Criminal Court sentenced the defendant to 10 years in prison. The defendant exercised the right to appeal. The
defendants, including Polaris Capital Public Company Limited ("1st defendant"), Mr. Yanakorn Warakunrak ("2nd defendant"), and Mr. Poonsak Chumchuay ("3rd defendant"), had
Capital Public Company Limited ("1st defendant"), Mr. Yanakorn Warakunrak ("2nd defendant"), and Mr. Poonsak Chumchuay ("3rd defendant"), had committed an offense under the
Section 16 of the Derivatives Act B.E.2546. On 4 October 2013, the Bangkok South Criminal Court sentenced the defendant to a fine of 40,000 bath. Since the defendant pled guilty, the Bangkok South Criminal
for Q2/ 2015, and (3) the reviewed financial statements for Q3/2015 to the SEC and the SET within the specified period. The Criminal Court ordered the defendant to pay a fine of Baht 522,000 and a