Bangkok, October 16, 2015 ? The SEC will pay a closer attention to investors? behaviors and factors influencing their decision making as more studies show rationality is not the only criterion for making an investment in a mutual fund. The SEC studies on behavioral finance have revealed that investors tend to take many other factors into consideration as well when making a decision to invest in a mutual fund. Such factors include emotion, personal belief and attitudes toward different channels o...
As information-consuming behavior has shifted as a result of technology, presenting information via crowdsourcing has been widely spreading. Therefore, SEC has had an idea to waive the supervision on investment advisor via crowdsourcing which are required to be granted SEC licenses. Investment advice must be made to general, not specific, investors and must be independent advice without benefits related to any financial product sellers. Such advice must be made online via website or elect...
Statement Revise 2019 Reviewed Company Q3 30/09/2019 Unable to reach any conclusion with an emphasis of matters /Others 2019 Reviewed Consolidated Q3 30/09/2019 Unable to reach any conclusion with an
Statement Revise 2020 Company Q2 30/06/2020 2020 Consolidated Q2 30/06/2020 2019 Reviewed Company Q3 30/09/2019 Unable to reach any conclusion with an emphasis of matters /Others 2019
Type Period As Of Audit Financial Statement MD&A Financial Statement Revise 2020 Company Q2 30/06/2020 2020 Consolidated Q2 30/06/2020 2019 Reviewed Company Q3 30/09/2019 Unable to reach
opinion with an emphasis of matters 2019 Reviewed Company Q3 30/09/2019 Unable to reach any conclusion with an emphasis of matters 2019 Reviewed Consolidated Q3 30/09/2019 Unable to reach any conclusion
Reviewed Company Q3 30/09/2019 Unable to reach any conclusion with an emphasis of matters /Others 2019 Reviewed Consolidated Q3 30/09/2019 Unable to reach any conclusion with an emphasis of matters
30/06/2020 Unable to reach any conclusion with an emphasis of matters /Others 2020 Reviewed Consolidated Q2 30/06/2020 Unable to reach any conclusion with an emphasis of matters /Others 2020
Consolidated Year 31/12/2020 2020 Company Q2 30/06/2020 2020 Consolidated Q2 30/06/2020 2019 Reviewed Company Q3 30/09/2019 Unable to reach any conclusion with an emphasis of matters