SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...
to have the authority to perform any acts necessary or related and beneficial to the Company and the shareholders Agenda 8 To consider and approve the entering into connected transaction and approve
perform any acts necessary or related and beneficial to the Company and the shareholders Agenda 8 To consider and approve the entering into connected transaction Agenda 9 To consider other business (if any
any acts necessary or related and beneficial to the Company and the shareholders. Attached herewith is Information memorandum on the acquisition and disposition of assets and connected transactions
frameworks should reinforce measures to improve disclosure and transparency of beneficial ownership and control structures. More effective disclosure and transparency regimes will require better use of
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