before making decisions to invest in initial public offerings (IPO). SEC Deputy Secretary-General Prakid Punyashthiti said: ?Investors should study the information of any financial instument of their
On 17 September 2021, the SEC sent a circular to all listed companies advising listed companies that invest or plan to invest in digital assets to exercise discretion in making decisions regarding such investment. This is to prevent material impacts on the companies’ financial position or operating results as digital asset investment is usually exposed to relatively high risk from price volatility. In addition, the SEC reiterates that listed companies should take action and consider various fact...
Bitcoin or Gold for a Diversifier? Tales of Before and During COVID-19 Crisis Financial Literacy and Fintech Adoption for Quality of Life Yosuke Kakinuma Chiang Mai University Business School SEC
significantly high amount of deposit before execution of transactions. SEC therefore urges W’s shareholders to study details of this matter very carefully and thoroughly before considering subscription for the
) , by allowing Mr. Thaksa to use his securities trading account to purchased TPAC shares in such a way as to take advantage of other persons before TPAC disclosed the inside information to the public on
(Securities Purchasers) , by allowing Mr. Jajjai to use her securities’s trading account to purchased TPAC shares in such a way as to take advantage of other persons before TPAC disclosed the inside
group (Securities Purchasers) , by allowing Mr. Kavivud to use her securities’s trading account to purchased TPAC shares in such a way as to take advantage of other persons before TPAC disclosed the
Group (Securities Purchasers), by allowing Mr. Kavivud to use her securities’s trading account to purchased TPAC shares in such a way as to take advantage of other persons before TPAC disclosed the inside
inside information concerning an increase of the net profit of Q3/2019. Subsequently, on 15 October 2019 to 4 November 2019, Miss Tongjai purchased 248,500 of HFT shares in such a way as to take advantage