SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the investment management system. This includes providing a communication channel that facilitates notifying and clarifying information to clients in case of major changes to service provision.“After continuous monitoring and coordinating with the business operators, we have found that they have implemen...

pursue skill and knowledge enhancement on a regular basis to be able to handle ever-increasing innovations in the securities business. This will not only benefit investor contacts in their performance of

market will pursue skill and knowledge enhancement on a regular basis to be able to handle ever-increasing innovations in the securities business. This will not only benefit investor contacts in their

investor contacts who play vital roles in the capital market will pursue skill and knowledge enhancement on a regular basis to be able to handle ever-increasing innovations in the securities business. This

May 2018, is for the long-term investment. However, CPN has not involved in any business management in DTC. Based on the value of the consideration given or received basis according to the regulation of

Transaction 17/01/2022 17:50 Notifying the Schedule of the Record Date for the Names of Shareholders Entitled to Receive the Warrants on a Pro Rata Basis 17/01/2022 17:50 Notifying the Schedule of the Record

program basis without providing its securities for credit rating prior to the offer for sale of the securities which is in violation of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement

basis after the AGM meeting has been held. This postponement option is pursuant to the Notification of the Department of Business Development regarding Measures for Handling the Spread of COVID-19 in

on a pro rata basis (Rights Offering) (amended No.2) 27/09/2021 08:51 Convening of the EGM No. 2/2021, the sales of partial media advertising assets to connected person, and the issuance and offering

. TECHNOLOGIES PUBLIC COMPANY LIMITED Disclosure Business News ( 6 record(s) found) Date Time Heading Link 16/01/2023 17:28 The offering of newly issued ordinary shares of the Company on private placement basis