insurance company in charge. SEC has considered that Sarunya, whose license as life insurance broker and agent had been revoked by OIC for performing duties dishonestly, was deemed to have a prohibited
pay interest, constituting an offense. The Investment Committee is considered to have the prohibited characteristics to act as personnel in the capital market business.** The SEC has suspended Mr
> ที่ กลต.จท-3.(ว) 34/2563 เรื่อง แนวทางการเปิดเผยข้อมูลการจำกัดการรับสิทธิประโยชน์บางประเภทสำหรับผู้ถือหลักทรัพย์ในบางสัญชาติ (Restricted countries
เผยข้อมูลการจำกัดการรับสิทธิประโยชน์บางประเภทสำหรับผู้ถือหลักทรัพย์ในบางสัญชาติ (Restricted countries) ในกรณีที่มีการเสนอขายหลักทรัพย์แบบ Preferential Public Offering ตามที่
Bangkok, September 10, 2014 - The SEC sanctioned five former capital market personnel of RHB OSK Securities (Thailand) Plc., where {A} was barred from holding any securities company management
Bangkok, March 11, 2014 - The SEC barred {A} from performing any management position in securities company and suspended his securities investment analyst approval status. In addition, the SEC
Prohibited Characteristics of Directors, Executives and Major Shareholders of Trustees
, Kannida, Pakkawan and Kanchanarath, are prohibited from trading securities or derivatives for a period of 30 months each and are barred from serving as director or executive in any securities issuing
3,388,672.50 baht, 1,121,980 baht, and 621,980 baht, respectively. In addition, Chantip will be prohibited from holding position as director or executive of any publicly traded company or any securities