?the SEC introduces ?Guidelines for shareholders? meeting?, a handbook written to provide guidelines on how to cast their votes, identify red flags and ask questions, contributing for shareholders to
. Investors are strongly advised to consult the SEC list of licensed and registered intermediaries under the License Check and Investor Alerts banners at www.sec.or.th. Whistleblowers may report clues or
investment, please be careful and check for more information from the SEC website (www.sec.or.th) under ?License Check? and ?Investor Alert? banners. In case of suspicious unlicensed activities, please call
digital financial technology that enables investment accessibility;(6) Five red flags of “exaggeration” to look out for when solicited to invest;(7) Getting to know the “Scam Center”, a knowledge
April 18, 2022 “Red flags” – how useful? • Very rapid growth • Charismatic founder with carefully managed image • Cultivation of politicians • Promises of philanthropy • Complexity • Friends and family in
) Investment diversification and monitoring; (5) Understanding digital financial technology that enables investment accessibility; (6) Five red flags of “exaggeration” to look out for when solicited to
( including photo and VDO shooting, product fact sheet, sale kits ( digital and printed) , sale presentation, gifts and giveaways, sale person uniform and skill development, and site hoarding and banners) b) E
__________________________________________________________________ 3.2 ระบบป้องกันและตรวจสอบการลงทุนเพื่อบริษัทหลักทรัพย์โดยไม่ได้รับอนุญาต (unauthorized proprietary trading) 4.2.1 มีการกำหนดลักษณะธุรกรรมสุ่มเสี่ยง (red flags) เพื่อการติดตามตรวจสอบอย่างใกล้ชิด ( มี
และ banners) ข) E-Marketing (เว็บไซต โซเชียลมีเดีย อีเมล และ VDO Presentation) ค) การประชาสัมพันธ (การประชาสัมพันธในประเทศและตางประเทศ, press release and press kit, soft launch event, grand opening